Tam, Kenny Chi Yip 譚梓業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CELESTIAL SECURITIES LIMITED | Rep | Dealing in securities | 2005-10-26 | 2006-09-01 |
| 2 | CLC FUTURES LIMITED | Rep | Dealing in futures contracts | 2014-12-18 | 2021-01-28 |
| 3 | CLC SECURITIES LIMITED | Rep | Advising on securities | 2014-07-07 | 2023-11-30 | Rep | Dealing in securities | 2014-07-07 | 2023-11-30 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2006-10-17 | 2012-10-19 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2006-09-11 | 2012-10-19 | Rep | Advising on securities | 2009-04-27 | 2012-10-19 |
| 6 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2012-10-29 | 2014-06-24 | Rep | Dealing in securities | 2012-10-29 | 2014-06-24 |
| 7 | Soochow Securities International Futures Limited | Rep | Dealing in futures contracts | 2012-10-29 | 2014-06-24 |
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