Wong, Connie Cho Yin 黃楚燕
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED | Rep | Dealing in futures contracts | 2016-09-02 | 2023-03-01 |
| 2 | BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED | Rep | Dealing in securities | 2016-09-02 | 2023-03-01 |
| 3 | REXCAPITAL FUTURES LIMITED | Rep | Advising on futures contracts | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in futures contracts | 2005-10-15 |
| 4 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2005-10-21 | 2011-10-27 | RO | Dealing in futures contracts | 2011-10-27 | 2013-01-23 | Rep | Dealing in futures contracts | 2013-01-23 | 2016-08-13 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2005-10-21 | 2016-08-13 |
| 6 | WINGS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-04-28 | Rep | Advising on securities | 2004-04-28 | Rep | Asset management | 2004-04-28 | Rep | Dealing in securities | 2005-10-15 |
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