Yiu, Chin Keung 姚展強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Asia Cornerstone Asset Management Company Limited | Rep | Asset management | 2021-07-29 | 2021-09-01 |
| 2 | Boman Capital (Hong Kong) Limited | Rep | Advising on securities | 2019-06-12 | 2019-06-28 | Rep | Asset management | 2019-06-12 | 2019-06-28 | RO | Advising on securities | 2019-06-28 | 2020-09-30 | RO | Asset management | 2019-06-28 | 2020-09-30 |
| 3 | King Wai Asset Management Company Limited | RO | Advising on securities | 2017-10-26 | 2018-09-28 | RO | Asset management | 2017-10-26 | 2018-09-28 |
| 4 | OKASAN INTERNATIONAL (ASIA) LIMITED | Rep | Dealing in securities | 2016-06-01 | 2016-08-23 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-08-30 | 2009-08-25 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-08-30 | 2009-08-25 |
| 7 | PHOENIX CAPITAL SECURITIES LIMITED | Rep | Dealing in futures contracts | 2012-08-07 | 2016-01-16 | Rep | Dealing in securities | 2012-08-07 | 2016-01-16 |
| 8 | RaffAello Securities (HK) Limited | Rep | Dealing in securities | 2016-01-22 | 2016-05-10 |
| 9 | RHB FUTURES HONG KONG LIMITED | Rep | Dealing in futures contracts | 2009-11-23 | 2012-08-01 |
| 10 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2009-11-23 | 2012-08-01 |
| 11 | Rich Bay Securities Limited | RO | Dealing in securities | 2017-07-21 | 2017-09-25 |
| 12 | State Arc Asset Management Limited | RO | Advising on securities | 2023-03-01 | RO | Asset management | 2023-03-01 |
| 13 | VC BROKERAGE LIMITED | Rep | Dealing in securities | 2009-09-02 | 2009-11-17 |
| 14 | VC FUTURES LIMITED | Rep | Dealing in futures contracts | 2009-09-02 | 2009-11-17 |
| 15 | VSTH CAPITAL GLOBAL ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2018-10-18 | 2018-11-16 | Rep | Asset management | 2018-10-18 | 2018-11-16 | RO | Advising on securities | 2018-11-16 | 2019-05-23 | RO | Asset management | 2018-11-16 | 2019-05-23 |
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