Cheng, Ivan Kwok Lueng 鄭國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2005-12-20 | 2009-06-03 |
| 2 | LIM ADVISORS LIMITED | Rep | Advising on corporate finance | 2005-03-03 | Rep | Advising on futures contracts | 2005-10-25 | Rep | Advising on securities | 2005-10-25 | Rep | Asset management | 2005-10-25 |
| 3 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2016-09-09 | 2016-10-13 | Rep | Dealing in securities | 2016-09-09 | 2016-10-13 | RO | Advising on securities | 2016-10-13 | 2018-08-02 | RO | Dealing in securities | 2016-10-13 | 2018-08-02 | RO | Asset management | 2017-07-31 | 2019-02-28 | Rep | Advising on securities | 2018-08-02 | 2019-02-28 | Rep | Dealing in securities | 2018-08-02 | 2019-02-28 |
| 4 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2022-09-07 | 2022-09-08 | Rep | Asset management | 2022-09-07 | 2022-09-08 | Rep | Dealing in securities | 2022-09-07 | 2022-09-08 | RO | Advising on securities | 2022-09-08 | 2024-01-23 | RO | Asset management | 2022-09-08 | 2024-01-23 | RO | Dealing in securities | 2022-09-08 | 2024-01-23 |
| 5 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2012-05-28 | 2013-10-16 | Rep | Dealing in securities | 2012-05-28 | 2013-10-16 | RO | Asset management | 2012-05-28 | 2013-10-16 |
| 6 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Asset management | 2013-11-21 | 2013-12-20 | Rep | Advising on securities | 2013-11-21 | 2016-08-06 | Rep | Dealing in securities | 2013-11-21 | 2016-08-06 | RO | Asset management | 2013-12-20 | 2016-08-06 |
| 7 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-04-30 | 2011-09-14 | Rep | Asset management | 2010-04-30 | 2011-09-14 | Rep | Dealing in securities | 2011-01-17 | 2011-09-14 | RO | Advising on securities | 2011-09-14 | 2012-02-19 | RO | Asset management | 2011-09-14 | 2012-02-19 | RO | Dealing in securities | 2011-09-14 | 2012-02-19 |
| 8 | SAIL ADVISORS LIMITED | RO | Advising on securities | 2024-02-16 | RO | Asset management | 2024-02-16 |
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