Cheng, Ivan Kwok Lueng 鄭國良
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | LIM ADVISORS LIMITED | Rep | Advising on corporate finance | 2005-03-03 | |
| 2 | LIM ADVISORS LIMITED | Rep | Advising on futures contracts | 2005-10-25 | |
| 3 | LIM ADVISORS LIMITED | Rep | Advising on securities | 2005-10-25 | |
| 4 | LIM ADVISORS LIMITED | Rep | Asset management | 2005-10-25 | |
| 5 | HSBC SECURITIES BROKERS (ASIA) LIMITED | Rep | Dealing in securities | 2005-12-20 | 2009-06-03 |
| 6 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2010-04-30 | 2011-09-14 |
| 7 | RHB ASSET MANAGEMENT LIMITED | Rep | Asset management | 2010-04-30 | 2011-09-14 |
| 8 | RHB ASSET MANAGEMENT LIMITED | Rep | Dealing in securities | 2011-01-17 | 2011-09-14 |
| 9 | RHB ASSET MANAGEMENT LIMITED | RO | Advising on securities | 2011-09-14 | 2012-02-19 |
| 10 | RHB ASSET MANAGEMENT LIMITED | RO | Asset management | 2011-09-14 | 2012-02-19 |
| 11 | RHB ASSET MANAGEMENT LIMITED | RO | Dealing in securities | 2011-09-14 | 2012-02-19 |
| 12 | orientiert XYZ Securities Limited | Rep | Advising on securities | 2012-05-28 | 2013-10-16 |
| 13 | orientiert XYZ Securities Limited | RO | Asset management | 2012-05-28 | 2013-10-16 |
| 14 | orientiert XYZ Securities Limited | Rep | Dealing in securities | 2012-05-28 | 2013-10-16 |
| 15 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Asset management | 2013-11-21 | 2013-12-20 |
| 16 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Advising on securities | 2013-11-21 | 2016-08-06 |
| 17 | PHILIPPA HUCKLE GROUP LIMITED (THE) | Rep | Dealing in securities | 2013-11-21 | 2016-08-06 |
| 18 | PHILIPPA HUCKLE GROUP LIMITED (THE) | RO | Asset management | 2013-12-20 | 2016-08-06 |
| 19 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2016-09-09 | 2016-10-13 |
| 20 | MERCER INVESTMENTS (HK) LIMITED | Rep | Dealing in securities | 2016-09-09 | 2016-10-13 |
| 21 | MERCER INVESTMENTS (HK) LIMITED | RO | Advising on securities | 2016-10-13 | 2018-08-02 |
| 22 | MERCER INVESTMENTS (HK) LIMITED | RO | Dealing in securities | 2016-10-13 | 2018-08-02 |
| 23 | MERCER INVESTMENTS (HK) LIMITED | RO | Asset management | 2017-07-31 | 2019-02-28 |
| 24 | MERCER INVESTMENTS (HK) LIMITED | Rep | Advising on securities | 2018-08-02 | 2019-02-28 |
| 25 | MERCER INVESTMENTS (HK) LIMITED | Rep | Dealing in securities | 2018-08-02 | 2019-02-28 |
| 26 | OnePlatform Asset Management Limited | Rep | Advising on securities | 2022-09-07 | 2022-09-08 |
| 27 | OnePlatform Asset Management Limited | Rep | Asset management | 2022-09-07 | 2022-09-08 |
| 28 | OnePlatform Asset Management Limited | Rep | Dealing in securities | 2022-09-07 | 2022-09-08 |
| 29 | OnePlatform Asset Management Limited | RO | Advising on securities | 2022-09-08 | 2024-01-23 |
| 30 | OnePlatform Asset Management Limited | RO | Asset management | 2022-09-08 | 2024-01-23 |
| 31 | OnePlatform Asset Management Limited | RO | Dealing in securities | 2022-09-08 | 2024-01-23 |
| 32 | SAIL ADVISORS LIMITED | RO | Advising on securities | 2024-02-16 | |
| 33 | SAIL ADVISORS LIMITED | RO | Asset management | 2024-02-16 |
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