Bajaria, Sejal
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | BGC SECURITIES (HONG KONG) LLC | Rep | Dealing in securities | 2015-08-12 | 2015-11-20 |
2 | CGS International Securities Hong Kong Limited | Rep | Dealing in securities | 2016-09-14 | 2017-06-05 |
3 | ICBC INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2009-06-04 | 2010-01-07 |
4 | Religare Capital Markets (Hong Kong) Limited | Rep | Advising on securities | 2014-04-09 | 2014-09-02 | Rep | Dealing in securities | 2014-04-09 | 2014-09-02 |
5 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-08-13 | 2013-06-04 | Rep | Dealing in securities | 2010-08-13 | 2013-06-04 |
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