Chan, Yu Man (SFC:AEX742) 陳裕旻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-12-21 | Rep | Advising on securities | 2004-12-21 | Rep | Asset management | 2004-12-21 | Rep | Dealing in securities | 2010-01-29 |
| 2 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2012-01-19 | |
| 3 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-02-04 | 2011-12-16 |
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