Chong, Hau Yip 莊孝業
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | EWARTON SECURITIES LIMITED | Rep | Dealing in securities | 2008-04-30 | 2009-03-01 | Rep | Dealing in securities | 2009-05-13 | 2010-01-29 |
| 2 | LUK FOOK FUTURES (HK) LIMITED | Rep | Dealing in futures contracts | 2013-11-18 | 2020-09-04 |
| 3 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-12-20 | 2020-09-04 |
| 4 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-02-03 | 2011-12-13 |
| 5 | SHACOM FUTURES LIMITED | Rep | Dealing in futures contracts | 2020-10-07 | 2022-04-01 | Rep | Advising on futures contracts | 2020-10-29 | 2022-04-01 |
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