Kam, Norbert Chi Yan 甘志仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | FWD Financial Planning Limited (HK) | Rep | Advising on securities | 2004-08-26 | 2010-04-27 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-07-09 | 2018-12-27 | Rep | Dealing in securities | 2010-08-11 | 2018-12-27 |
| 3 | UKFP (Asia) HK Limited | Rep | Advising on corporate finance | 2004-05-24 | Rep | Asset management | 2004-05-24 | Rep | Advising on securities | 2004-08-16 | Rep | Dealing in securities | 2004-08-16 |
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