Lam, Paul (SFC:AGL904) 林保羅
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ayers Alliance Securities (HK) Limited | RO | Advising on securities | 2013-10-07 | 2014-12-15 | RO | Dealing in securities | 2013-10-07 | 2014-12-15 |
| 2 | Ceres Asset Management Limited | RO | Asset management | 2014-12-19 | 2015-02-10 |
| 3 | CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED | RO | Advising on securities | 2016-02-02 | 2018-12-31 | RO | Asset management | 2016-02-02 | 2018-12-31 | RO | Dealing in securities | 2016-02-02 | 2018-12-31 |
| 4 | First Fidelity Capital (International) Limited | RO | Advising on securities | 2015-05-06 | 2016-01-17 | RO | Asset management | 2015-05-06 | 2016-01-17 | RO | Dealing in securities | 2015-05-06 | 2016-01-17 |
| 5 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-12-19 | 2013-10-05 |
| 6 | MFG Limited (HK) | RO | Advising on securities | 2019-01-08 | RO | Asset management | 2019-01-08 | RO | Dealing in securities | 2019-01-08 |
| 7 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-08-12 | 2011-12-06 | Rep | Dealing in securities | 2010-08-12 | 2011-12-06 |
| 8 | STI Asset Management Limited | RO | Dealing in securities | 2016-01-04 | 2016-01-17 |
| 9 | Superfund Financial (Hong Kong) Limited | Rep | Advising on corporate finance | 2005-01-11 | Rep | Asset management | 2005-01-11 | Rep | Advising on securities | 2005-03-02 | Rep | Dealing in securities | 2005-03-02 | RO | Advising on securities | 2005-03-02 | 2010-06-12 | RO | Dealing in securities | 2005-03-02 | 2010-06-12 |
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