Lam, Yip Shing 林業成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CINDA INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2020-03-18 | |
| 2 | GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-28 | 2007-04-23 |
| 3 | KWAI HUNG SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-10-28 | Rep | Advising on securities | 2003-10-28 | Rep | Asset management | 2003-10-28 | Rep | Dealing in securities | 2006-09-26 |
| 4 | LEHIN SECURITIES LIMITED | Rep | Dealing in securities | 2007-05-03 | 2007-05-11 |
| 5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2007-11-20 | 2020-03-06 |
| 6 | STAR SECURITIES LIMITED (d2009-10-02) | Rep | Dealing in securities | 2006-10-09 | 2007-03-19 |
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