Ng, Ethel Hui Yee 吳煦宜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2010-08-16 | 2013-05-16 | STI Asset Management Limited | Rep | 2013-09-03 | 2014-09-23 | STI Asset Management Limited | RO | 2014-09-23 | 2023-05-27 | First Fidelity Capital (International) Limited | RO | 2016-02-02 | 2016-07-25 | Constance Capital Limited (HK) | Rep | 2023-07-04 | 2023-07-28 | Constance Capital Limited (HK) | RO | 2023-07-28 | 2024-03-31 |
| 2 | STI Asset Management Limited | Rep | Asset management | 2013-09-03 | 2016-11-04 | STI Asset Management Limited | RO | 2016-11-04 | 2023-05-27 | Constance Capital Limited (HK) | Rep | 2023-07-04 | 2023-07-28 | Constance Capital Limited (HK) | RO | 2023-07-28 | 2024-03-31 |
| 3 | STI Asset Management Limited | Rep | Dealing in securities | 2016-05-25 | 2019-06-28 | STI Asset Management Limited | RO | 2019-06-28 | 2023-05-27 | Constance Capital Limited (HK) | Rep | 2023-07-04 | 2023-07-28 | Constance Capital Limited (HK) | RO | 2023-07-28 | 2024-03-31 |
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