Pong, Semee Sum Mei 龐森美
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Evergrande Securities (Hong Kong) Limited | Rep | Dealing in securities | 2004-08-17 | 2009-11-28 |
2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-05-10 | 2004-08-08 |
3 | LUEN FAT SECURITIES COMPANY LIMITED | Rep | Advising on corporate finance | 2003-11-12 | Rep | Advising on securities | 2003-11-12 | Rep | Asset management | 2003-11-12 | Rep | Dealing in securities | 2003-11-12 |
4 | LUK FOOK SECURITIES (HK) LIMITED | Rep | Dealing in securities | 2011-12-20 | 2023-01-16 |
5 | RHB SECURITIES HONG KONG LIMITED | Rep | Dealing in securities | 2010-03-08 | 2011-12-13 |
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