So, Ka Kee 蘇嘉琪
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | KINGSWAY FINANCIAL SERVICES GROUP LIMITED | Rep | Advising on securities | 2010-05-19 | 2011-05-27 |
| 2 | RHB SECURITIES HONG KONG LIMITED | Rep | Advising on securities | 2011-06-15 | 2012-06-15 |
| 3 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Advising on securities | 2012-09-21 | 2013-07-29 |
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