Tan, E Wuen 陳儀雯
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | SBI China Capital Securities Limited | Rep | Advising on securities | 2006-09-20 | 2008-04-14 | KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) | Rep | 2008-04-17 | 2009-12-19 | CSC SECURITIES (HK) LIMITED | Rep | 2010-01-06 | 2010-01-08 | RHB SECURITIES HONG KONG LIMITED | Rep | 2010-03-19 | 2012-12-07 | Guosen Securities (HK) Brokerage Company, Limited | Rep | 2014-11-05 | 2015-08-26 | Crosby Securities Limited | Rep | 2015-09-15 | 2022-05-16 | Crosby Securities Limited | RO | 2022-05-16 |
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