Lumsdaine, James Ji-Kin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | MACQUARIE CAPITAL LIMITED | Rep | Advising on corporate finance | 2007-02-05 | 2007-03-10 | Rep | Dealing in securities | 2007-02-05 | 2007-03-10 |
| 2 | Macquarie Corporate (Hong Kong) Limited | Rep | Advising on corporate finance | 2007-02-05 | 2007-03-10 |
| 3 | Merrill Lynch (Asia Pacific) Limited | Rep | Advising on corporate finance | 2007-04-18 | 2011-04-19 | Rep | Advising on securities | 2007-04-18 | 2011-04-19 | Rep | Dealing in securities | 2007-04-18 | 2011-04-19 |
| 4 | Merrill Lynch Far East Limited | Rep | Advising on corporate finance | 2007-04-18 | 2011-04-19 | Rep | Advising on securities | 2007-04-18 | 2011-04-19 | Rep | Dealing in securities | 2007-04-18 | 2011-04-19 |
| 5 | PacBridge Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2011-05-18 | 2014-02-11 | RO | Advising on corporate finance | 2014-02-11 | 2016-01-27 |
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