Zhou, Xu Xiang 周栩翔
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | DL SECURITIES (HK) LIMITED | RO | Advising on corporate finance | 2012-09-04 | 2013-11-08 | RO | Advising on securities | 2012-09-04 | 2013-11-08 | RO | Dealing in securities | 2013-03-01 | 2013-11-08 | Rep | Advising on corporate finance | 2014-11-13 | 2015-06-30 | Rep | Advising on securities | 2014-11-13 | 2015-06-30 | Rep | Dealing in securities | 2014-11-13 | 2015-06-30 | RO | Advising on corporate finance | 2015-06-30 | 2020-08-14 | RO | Advising on securities | 2015-06-30 | 2020-08-14 | RO | Dealing in securities | 2015-06-30 | 2020-08-14 |
| 2 | LEHMAN BROTHERS ASIA LIMITED | Rep | Advising on corporate finance | 2007-08-30 | 2008-09-29 | Rep | Dealing in securities | 2007-08-30 | 2008-09-29 |
| 3 | LEHMAN BROTHERS SECURITIES ASIA LIMITED | Rep | Dealing in securities | 2007-08-30 | 2008-09-29 |
| 4 | NOMURA INTERNATIONAL (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2008-10-10 | 2009-01-15 | Rep | Dealing in securities | 2008-10-10 | 2009-01-15 |
| 5 | PacBridge Capital Partners (HK) Limited | Rep | Advising on corporate finance | 2009-04-27 | 2012-04-12 |
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