Ng, Wang To (SFC:ADH937) 吳宏圖
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | C CAPITAL INVESTMENT MANAGEMENT LIMITED | RO | Advising on securities | 2023-11-06 | RO | Asset management | 2023-11-06 |
| 2 | CMB WING LUNG ASSET MANAGEMENT LIMITED | Rep | Asset management | 2015-03-04 | 2015-06-04 | RO | Asset management | 2015-06-04 | 2015-06-19 |
| 3 | orientiert XYZ Securities Limited | Rep | Asset management | 2015-07-09 | 2015-08-19 | RO | Asset management | 2015-08-19 | 2016-03-02 |
| 4 | PACIFIC EAGLE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-07-28 | 2010-12-16 | Rep | Advising on securities | 2008-06-05 | 2010-12-16 | RO | Advising on securities | 2010-12-16 | 2013-10-01 | RO | Asset management | 2010-12-16 | 2013-10-01 |
| 5 | RHB ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2013-10-03 | 2013-12-06 | Rep | Asset management | 2013-10-03 | 2013-12-06 | Rep | Dealing in securities | 2013-10-03 | 2013-12-06 | RO | Advising on securities | 2013-12-06 | 2015-01-30 | RO | Asset management | 2013-12-06 | 2015-01-30 | RO | Dealing in securities | 2013-12-06 | 2015-01-30 |
| 6 | SHANXI SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED | Rep | Advising on futures contracts | 2016-03-16 | 2016-03-31 | Rep | Advising on securities | 2016-03-16 | 2016-03-31 | Rep | Asset management | 2016-03-16 | 2016-03-31 |
| 7 | Well Link Asset Management Limited | RO | Advising on securities | 2016-04-20 | 2022-03-17 | RO | Asset management | 2016-04-20 | 2022-03-17 |
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