Tam, Ernie Chung Ying 譚仲英
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | BARING ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on futures contracts | 2003-10-27 | Rep | Advising on securities | 2003-10-27 | Rep | Asset management | 2003-10-27 |
| 2 | BIZ CORP LIMITED | Rep | Advising on corporate finance | 2003-08-16 | Rep | Advising on securities | 2003-08-16 | Rep | Asset management | 2003-08-16 |
| 3 | DWS Investments Hong Kong Limited | Rep | Advising on securities | 2005-09-27 | 2008-03-10 | Rep | Asset management | 2005-09-27 | 2008-03-10 |
| 4 | PACIFIC EAGLE ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2008-05-13 | 2010-12-16 | Rep | Asset management | 2008-05-13 | 2010-12-16 | RO | Advising on securities | 2010-12-16 | 2011-06-16 | RO | Asset management | 2010-12-16 | 2020-10-02 | RO | Advising on securities | 2014-08-25 | 2020-10-02 |
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