Tong, King Hang 湯景恆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CAPE ASSET MANAGEMENT LIMITED | RO | Advising on corporate finance | 2005-06-01 | 2005-07-11 | RO | Advising on securities | 2005-06-01 | 2005-07-11 | RO | Asset management | 2005-06-01 | 2005-07-11 |
| 2 | CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED | Rep | Advising on corporate finance | 2004-07-07 | 2005-06-01 | Rep | Advising on securities | 2004-07-07 | 2005-06-01 | Rep | Asset management | 2004-07-07 | 2005-06-01 | Rep | Dealing in securities | 2004-07-07 | 2005-07-11 | RO | Advising on corporate finance | 2005-06-01 | 2005-07-11 | RO | Advising on securities | 2005-06-01 | 2005-07-11 | RO | Asset management | 2005-06-01 | 2005-07-11 |
| 3 | GT CAPITAL LIMITED | Rep | Advising on securities | 2005-08-16 | 2006-02-09 | Rep | Dealing in securities | 2005-08-16 | 2006-02-09 | Rep | Asset management | 2005-12-29 | 2006-02-09 |
| 4 | KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2016-11-09 | 2017-02-09 | Rep | Asset management | 2016-11-09 | 2017-02-09 | RO | Advising on securities | 2017-02-09 | 2017-06-03 | RO | Asset management | 2017-02-09 | 2017-06-03 |
| 5 | PACIFIC EAGLE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-03-02 | 2007-07-05 | RO | Advising on securities | 2007-07-05 | 2013-03-21 | RO | Asset management | 2007-07-05 | 2013-03-21 |
| 6 | SINOPAC ASSET MANAGEMENT (ASIA) LIMITED | Rep | Advising on securities | 2015-10-30 | 2016-10-16 | Rep | Asset management | 2015-10-30 | 2016-10-16 | Rep | Dealing in securities | 2015-10-30 | 2016-10-16 |
| 7 | Summer Capital Management Company Limited | Rep | Advising on securities | 2017-12-06 | 2017-12-22 | Rep | Asset management | 2017-12-06 | 2017-12-22 | RO | Advising on securities | 2017-12-22 | RO | Asset management | 2017-12-22 |
| 8 | VIEWFINDER CAPITAL MANAGEMENT COMPANY LIMITED | RO | Asset management | 2015-04-20 | 2015-08-24 |
| 9 | Yellow River Global Capital Limited | Rep | Advising on securities | 2017-09-22 | 2017-10-06 | Rep | Asset management | 2017-09-22 | 2017-10-06 |
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