Yip, Tai Yuen 葉泰源
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AXA Investment Managers Asia Limited | RO | Advising on futures contracts | 2004-06-11 | 2005-05-31 | RO | Advising on securities | 2004-06-11 | 2005-05-31 | RO | Asset management | 2004-06-11 | 2005-05-31 |
| 2 | AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED | RO | Advising on corporate finance | 2004-06-09 | RO | Advising on futures contracts | 2005-05-31 | RO | Advising on securities | 2005-05-31 | RO | Asset management | 2005-05-31 | RO | Dealing in securities | 2005-05-31 |
| 3 | FAIR CAPITAL MANAGEMENT LIMITED | Rep | Asset management | 2013-05-15 | 2013-06-14 | RO | Asset management | 2013-06-14 | 2014-03-24 |
| 4 | IMPERIAL CAPITAL LIMITED (HK) | RO | Asset management | 2014-04-07 | 2019-05-31 |
| 5 | PACIFIC EAGLE ASSET MANAGEMENT LIMITED | Rep | Asset management | 2006-04-04 | 2006-10-20 | RO | Asset management | 2006-10-20 | 2012-11-24 | RO | Advising on securities | 2007-07-05 | 2012-11-24 |
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