Lee, Ming-min 李明敏
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | Blackwell Global Securities Limited | Rep | Dealing in securities | 2018-02-06 | |
2 | Hong Kong Securities (International) Company Limited | Rep | Dealing in securities | 2010-03-15 | 2011-06-30 |
3 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2009-12-22 | 2012-06-15 |
4 | Soochow Securities International Brokerage Limited | Rep | Advising on securities | 2014-03-17 | 2014-11-03 | Rep | Dealing in securities | 2014-03-17 | 2014-11-03 |
5 | ZHONGTAI INTERNATIONAL SECURITIES LIMITED | Rep | Dealing in securities | 2015-05-06 | 2015-08-19 |
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