Poon, Cheuk Fai 潘卓輝
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ASIA INVESTMENT RESEARCH LIMITED | Rep | Advising on securities | 2005-05-17 | 2005-10-31 |
| 2 | ASIA INVESTMENT RESEARCH LIMITED | Rep | Asset management | 2005-05-17 | 2005-10-31 |
| 3 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Advising on securities | 2006-04-21 | 2006-07-24 |
| 4 | ASIA INVESTMENT MANAGEMENT LIMITED | Rep | Asset management | 2006-04-21 | 2006-07-24 |
| 5 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Advising on corporate finance | 2011-01-21 | 2012-10-06 |
| 6 | PARTNERS CAPITAL INTERNATIONAL LIMITED | Rep | Dealing in securities | 2011-01-21 | 2012-10-06 |
| 7 | Octal Capital Limited | Rep | Advising on corporate finance | 2012-10-12 | 2014-10-10 |
| 8 | Octal Capital Limited | Rep | Dealing in securities | 2012-10-12 | 2014-10-10 |
| 9 | GUOTAI JUNAN CAPITAL LIMITED | Rep | Advising on corporate finance | 2014-10-29 | 2018-06-01 |
| 10 | Founder Securities (Hong Kong) Capital Company Limited | Rep | Advising on corporate finance | 2018-07-06 | 2018-10-09 |
| 11 | Founder Securities (Hong Kong) Capital Company Limited | RO | Advising on corporate finance | 2018-10-09 | 2018-11-03 |
| 12 | LY CAPITAL LIMITED | Rep | Advising on corporate finance | 2018-11-12 | 2019-01-17 |
| 13 | LY CAPITAL LIMITED | Rep | Dealing in securities | 2019-01-16 | 2019-06-29 |
| 14 | LY CAPITAL LIMITED | RO | Advising on corporate finance | 2019-01-17 | 2019-06-29 |
| 15 | SORRENTO CAPITAL LIMITED | RO | Advising on corporate finance | 2019-07-05 | |
| 16 | SORRENTO SECURITIES LIMITED | Rep | Dealing in securities | 2019-07-05 |
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