Kwok, Wai Keung (SFC:ADG925) 郭偉強
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PARTNERS CAPITAL SECURITIES LIMITED | Rep | Dealing in securities | 2007-07-04 | 2011-10-01 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in securities | 2011-12-23 | 2017-02-12 | Rep | Dealing in securities | 2017-02-13 |
| 3 | TIS SECURITIES (HK) LIMITED | Rep | Advising on corporate finance | 2004-07-21 | Rep | Advising on securities | 2004-07-21 | Rep | Asset management | 2004-07-21 | Rep | Automated trading services | 2004-07-21 | Rep | Dealing in securities | 2007-04-30 |
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