Yam, Kwong Sing 任廣成
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PEACE TOWN FOREX LIMITED | RO | Leveraged foreign exchange trading | 2010-08-21 | |
| 2 | PEACE TOWN FUND MANAGEMENT LIMITED | RO | Advising on futures contracts | 2011-05-31 | RO | Asset management | 2011-05-31 |
| 3 | PEACE TOWN FUTURES LIMITED | RO | Advising on futures contracts | 2010-08-28 | RO | Asset management | 2010-08-28 | RO | Dealing in futures contracts | 2010-08-28 |
| 4 | ZHONGRONG PT FINANCE LIMITED | RO | Advising on securities | 2011-05-31 | RO | Asset management | 2011-05-31 |
| 5 | ZHONGRONG PT SECURITIES LIMITED | RO | Advising on corporate finance | 2003-12-15 | RO | Asset management | 2011-05-31 | RO | Advising on securities | 2017-07-01 | RO | Dealing in securities | 2017-07-01 | RO | Advising on futures contracts | 2010-07-30 | 2017-07-01 | RO | Dealing in futures contracts | 2010-07-30 | 2017-07-01 | RO | Leveraged foreign exchange trading | 2010-07-30 | 2017-07-01 |
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