Li, Kwai 李季
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2019-05-20 | 2019-09-30 |
| 2 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2019-05-20 | 2019-09-30 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2019-05-20 | 2019-09-30 | Rep | Advising on securities | 2019-07-05 | 2019-09-30 |
| 4 | Nerico Brothers Limited (HK) | Rep | Dealing in futures contracts | 2018-07-11 | 2019-01-02 | Rep | Dealing in securities | 2018-07-11 | 2019-01-02 | Rep | Leveraged foreign exchange trading | 2018-07-11 | 2019-01-02 |
| 5 | PEACE TOWN FOREX LIMITED | Rep | Leveraged foreign exchange trading | 2010-08-21 | |
| 6 | PEACE TOWN FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-19 | 2010-08-28 |
| 7 | ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in securities | 2004-03-19 | 2018-06-07 | Rep | Dealing in futures contracts | 2010-11-03 | 2018-06-07 | Rep | Leveraged foreign exchange trading | 2010-11-03 | 2018-06-07 |
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