Poon, Steven Colin
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PEACE TOWN FUTURES LIMITED | Rep | Dealing in futures contracts | 2007-10-09 | 2010-08-28 |
| 2 | SINOPAC SECURITIES (ASIA) LIMITED | Rep | Dealing in futures contracts | 2017-08-18 | 2017-08-31 | Rep | Dealing in securities | 2017-08-18 | 2017-08-31 |
| 3 | Wanhai Securities (HK) Limited | Rep | Advising on securities | 2019-09-12 | 2019-09-18 | Rep | Dealing in securities | 2019-09-12 | 2019-09-18 | RO | Advising on securities | 2019-09-18 | 2021-09-17 | RO | Dealing in securities | 2019-09-18 | 2021-09-17 |
| 4 | ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in securities | 2007-10-09 | 2017-07-28 | Rep | Dealing in futures contracts | 2010-10-21 | 2017-07-28 | Rep | Leveraged foreign exchange trading | 2011-08-29 | 2017-07-28 |
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