Tam, Wai Kei (SFC:AVH671) 譚偉基
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | AJ Corporate Finance Limited | Rep | Advising on corporate finance | 2019-12-12 | 2023-03-03 |
| 2 | AJ Securities Limited | Rep | Dealing in securities | 2019-08-05 | 2023-03-03 |
| 3 | ZHONGRONG PT SECURITIES LIMITED | Rep | Dealing in securities | 2010-07-09 | 2014-03-17 | Rep | Dealing in futures contracts | 2012-12-07 | 2014-03-17 | Rep | Leveraged foreign exchange trading | 2012-12-07 | 2014-03-17 |
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