Chung, Yuen Ling (SFC:AXW587) 鍾菀蔆
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2011-09-01 | 2019-12-12 |
2 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Asset management | 2011-09-01 | 2013-06-10 |
3 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Asset management | 2019-10-14 | 2019-12-12 |
4 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Dealing in securities | 2011-09-01 | 2019-12-12 |
5 | First Sentier Investors (Hong Kong) Limited | Rep | Dealing in securities | 2021-08-04 | |
6 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Advising on securities | 2019-12-12 | 2020-02-24 |
7 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Asset management | 2019-12-12 | 2020-02-24 |
8 | PEAK CAPITAL LIMITED (b2004-03-30) | RO | Dealing in securities | 2019-12-12 | 2020-02-24 |
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