Lam, Siu Chan 林兆燦
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CHN International Group Limited | RO | Advising on securities | 2016-01-05 | 2022-09-15 | RO | Asset management | 2016-01-05 | 2022-09-15 |
| 2 | DATANG FINANCIAL HOLDING CO., LIMITED | Rep | Advising on securities | 2022-09-26 | 2022-10-07 | Rep | Asset management | 2022-09-26 | 2022-10-07 | RO | Advising on securities | 2022-10-07 | 2023-01-09 | RO | Asset management | 2022-10-07 | 2023-01-09 | Rep | Advising on securities | 2023-04-18 | 2023-06-09 | Rep | Asset management | 2023-04-18 | 2023-06-09 | RO | Advising on securities | 2023-06-09 | RO | Asset management | 2023-06-09 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2011-10-24 | Rep | Asset management | 2015-04-21 | Rep | Dealing in securities | 2011-03-08 | 2015-04-21 | RO | Advising on securities | 2015-04-21 | 2015-12-31 | RO | Asset management | 2015-04-21 | 2015-12-31 | RO | Dealing in securities | 2015-04-21 | 2015-12-31 |
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