Lao, Susan Woon Yu 劉媛瑜
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Global Value Chain Investment Corporation Limited | Rep | Asset management | 2017-01-03 | 2018-01-09 | RO | Asset management | 2018-01-09 | 2019-03-29 |
| 2 | Marvel Victory Asset Management Limited | RO | Asset management | 2023-03-15 | RO | Advising on securities | 2023-12-07 |
| 3 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2016-10-29 | Rep | Asset management | 2016-10-29 | Rep | Dealing in securities | 2011-03-08 | 2016-10-29 |
| 4 | RuiLian Financial Group Company Limited | RO | Advising on securities | 2019-05-07 | 2021-10-31 | RO | Asset management | 2019-05-07 | 2021-10-31 | RO | Dealing in securities | 2019-05-07 | 2021-10-31 |
| 5 | Yunrui Asset Management Limited | Rep | Advising on securities | 2022-05-20 | 2022-07-15 | Rep | Asset management | 2022-05-20 | 2022-07-15 | RO | Advising on securities | 2022-07-15 | 2023-02-28 | RO | Asset management | 2022-07-15 | 2023-02-28 |
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