Cruz, Natalie 高詩蘊
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2005-03-03 | Rep | Asset management | 2005-03-03 |
| 2 | Penjing Asset Management (Asia) Limited | RO | Advising on securities | 2020-01-08 | 2022-01-31 | RO | Asset management | 2020-01-08 | 2022-01-31 |
| 3 | Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2005-05-20 | 2008-06-04 | Rep | Asset management | 2005-05-20 | 2008-06-04 | RO | Advising on securities | 2008-06-04 | 2015-10-30 | RO | Asset management | 2008-06-04 | 2015-10-30 |
| 4 | Sigma Capital Management Limited | RO | Asset management | 2015-11-02 | 2020-01-08 | RO | Advising on securities | 2016-04-18 | 2020-01-08 |
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