Wu, Ronnie Shang Yen 伍尚仁
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Ge Shang Investment (Hong Kong) Limited | Rep | Advising on securities | 2005-05-06 | Rep | Asset management | 2005-05-06 |
| 2 | GROW Asset Management (HK) Limited | RO | Asset management | 2015-01-09 | 2022-08-08 |
| 3 | Penjing Asset Management (Asia) Limited | RO | Advising on securities | 2020-01-08 | RO | Asset management | 2020-01-08 | RO | Dealing in securities | 2020-01-08 |
| 4 | Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2005-06-23 | 2008-06-05 | Rep | Asset management | 2005-06-23 | 2008-06-05 | RO | Advising on securities | 2008-06-05 | 2014-12-19 | RO | Asset management | 2008-06-05 | 2014-12-19 |
| 5 | Sigma Capital Management Limited | RO | Asset management | 2015-11-11 | 2020-01-08 | RO | Advising on securities | 2016-04-18 | 2020-01-08 | RO | Dealing in securities | 2017-05-16 | 2020-01-08 |
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