Chan, Ka Shing (SFC:APF285) 陳嘉誠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | North Rock Capital Management (HK) Limited | RO | Asset management | 2024-04-12 | |
| 2 | North Rock Capital Management (HK) Limited | RO | Dealing in securities | 2024-04-12 | |
| 3 | Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2007-08-14 | 2015-10-30 |
| 4 | Penjing Asset Management (HK) Limited | Rep | Asset management | 2007-08-14 | 2015-10-30 |
| 5 | Sigma Capital Management Limited | Rep | Asset management | 2015-11-02 | 2016-08-16 |
| 6 | Sigma Capital Management Limited | Rep | Advising on securities | 2016-04-22 | 2016-08-16 |
| 7 | Sigma Capital Management Limited | RO | Advising on securities | 2016-08-16 | 2018-04-30 |
| 8 | Sigma Capital Management Limited | RO | Asset management | 2016-08-16 | 2018-04-30 |
| 9 | Point72 Hong Kong Limited | Rep | Asset management | 2018-05-14 | 2021-07-06 |
| 10 | Penjing Asset Management (Asia) Limited | Rep | Asset management | 2021-10-05 | 2022-04-29 |
| 11 | Penjing Asset Management (Asia) Limited | Rep | Advising on securities | 2021-10-20 | 2022-04-29 |
| 12 | Penjing Asset Management (Asia) Limited | Rep | Dealing in securities | 2021-10-20 | 2022-04-29 |
| 13 | North Rock Capital Management (HK) Limited | Rep | Asset management | 2023-02-15 | 2024-04-12 |
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