Lau, Kok Wah (SFC:AAA605) 劉國華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Penjing Asset Management (HK) Limited | RO | Advising on securities | 2005-03-24 | 2011-04-01 | Penjing Asset Management (HK) Limited | Rep | 2011-04-01 | 2012-08-17 |
| 2 | Penjing Asset Management (HK) Limited | RO | Asset management | 2005-03-24 | 2011-04-01 | Penjing Asset Management (HK) Limited | Rep | 2011-04-01 | 2012-08-17 | GROW Asset Management (HK) Limited | RO | 2015-01-09 | 2020-07-14 | Modus Asset Management Limited | RO | 2021-09-02 |
| 3 | Penjing Asset Management (HK) Limited | RO | Dealing in securities | 2009-10-29 | 2011-04-01 | Penjing Asset Management (HK) Limited | Rep | 2011-04-01 | 2012-08-17 |
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