Lau, Yat Chung (SFC:ARX092) 劉逸聰
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Penjing Asset Management (HK) Limited | Rep | Advising on securities | 2009-01-07 | 2015-10-30 |
| 2 | Sigma Capital Management Limited | Rep | Advising on securities | 2016-04-22 | 2018-07-19 |
| 3 | Penjing Asset Management (HK) Limited | Rep | Asset management | 2009-01-07 | 2015-10-30 |
| 4 | Sigma Capital Management Limited | Rep | Asset management | 2015-11-02 | 2018-07-19 |
| 5 | GROW Asset Management (HK) Limited | Rep | Asset management | 2018-07-20 | 2018-09-18 |
| 6 | GROW Asset Management (HK) Limited | RO | Asset management | 2018-09-18 | 2022-10-27 |
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