Lui, Cissy Pui Sze 呂沛詩
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PEAK CAPITAL LIMITED (b2004-03-30) | Rep | Advising on securities | 2006-05-17 | 2006-09-30 | Rep | Asset management | 2006-05-17 | 2006-09-30 |
| 2 | PERRY CAPITAL (ASIA) LIMITED | Rep | Advising on securities | 2006-10-03 | 2007-03-26 | Rep | Asset management | 2006-10-03 | 2007-03-26 | RO | Advising on securities | 2007-03-26 | 2011-10-31 | RO | Asset management | 2007-03-26 | 2011-10-31 |
| 3 | RC Futures Advisory Limited | Rep | Advising on futures contracts | 2014-05-27 | 2015-05-15 |
| 4 | SOFAER GLOBAL RESEARCH (HK) LIMITED | Rep | Advising on corporate finance | 2003-12-22 | Rep | Advising on futures contracts | 2005-09-08 | Rep | Advising on securities | 2005-09-08 | Rep | Asset management | 2005-09-08 | RO | Advising on futures contracts | 2005-09-08 | 2006-03-27 | RO | Advising on securities | 2005-09-08 | 2006-03-27 | RO | Asset management | 2005-09-08 | 2006-03-27 |
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