Wong, Shun Wah (SFC:ARN141) 王舜華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Advising on corporate finance | 2010-09-29 | 2011-02-24 |
| 2 | PERRY CAPITAL (ASIA) LIMITED | Rep | Advising on securities | 2011-03-17 | 2011-10-31 |
| 3 | UBS Asset Management (Hong Kong) Limited | Rep | Advising on securities | 2019-08-21 | 2020-07-17 |
| 4 | PERRY CAPITAL (ASIA) LIMITED | Rep | Asset management | 2011-03-17 | 2011-10-31 |
| 5 | Asia Research & Capital Management Limited | Rep | Asset management | 2012-02-03 | 2015-06-10 |
| 6 | Sculptor Capital Management Hong Kong Limited (b2001-12-28) | Rep | Asset management | 2015-07-13 | 2019-06-30 |
| 7 | UBS Asset Management (Hong Kong) Limited | Rep | Asset management | 2019-07-18 | 2020-08-10 |
| 8 | MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED | Rep | Asset management | 2020-11-30 | 2022-06-15 |
| 9 | Polymer Capital Management (HK) Limited | Rep | Asset management | 2022-09-15 | |
| 10 | GOLDMAN SACHS (ASIA) L.L.C. | Rep | Dealing in securities | 2008-08-25 | 2011-02-24 |
| 11 | UBS Asset Management (Hong Kong) Limited | Rep | Dealing in securities | 2019-08-21 | 2020-08-10 |
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