Au, Aric Wing Kai 歐永佳
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-29 | |
| 2 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Advising on securities | 2016-07-04 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 2005-03-29 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 2016-07-27 |
| 3 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2007-06-30 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | 2005-03-29 |
| 4 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-04-11 | |
| 5 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | ||
| 6 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2006-09-21 |
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