Ma, Hung Wah 馬鴻華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP CAPITAL MANAGEMENT (HK) LIMITED | Rep | Asset management | 2014-10-22 | |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Automated trading services | 2003-08-15 | Rep | Asset management | 2003-12-09 | Rep | Advising on futures contracts | 2004-07-16 | Rep | Dealing in futures contracts | 2007-10-08 | Rep | Leveraged foreign exchange trading | 2004-08-03 | 2011-01-13 | RO | Dealing in futures contracts | 2007-10-08 | RO | Leveraged foreign exchange trading | 2011-01-13 | RO | Advising on futures contracts | 2011-10-26 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | Rep | Advising on corporate finance | 2004-07-16 | Rep | Asset management | 2004-07-16 | Rep | Dealing in securities | 2007-10-08 | RO | Dealing in securities | 2007-10-08 |
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