Au, Chi Wa 歐志華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Huaxin Futures Limited | Rep | Dealing in futures contracts | 2020-04-22 | 2020-06-09 | RO | Dealing in futures contracts | 2020-06-09 | 2020-12-02 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2004-01-06 | 2020-02-06 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2004-01-02 | Rep | Advising on securities | 2004-01-02 | Rep | Asset management | 2004-01-02 | Rep | Dealing in securities | 2020-02-06 |
| 4 | ZHENG DA INTERNATIONAL FINANCIAL HOLDING LIMITED | Rep | Dealing in futures contracts | 2020-03-02 | 2020-04-17 | Rep | Advising on futures contracts | 2020-03-04 | 2020-04-17 |
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