Au, Chi Yuen (SFC:AFT225) 區智遠
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Nerico Brothers Limited (HK) | Rep | Dealing in securities | 2009-02-09 | 2009-11-01 | Rep | Leveraged foreign exchange trading | 2009-02-09 | 2009-11-01 | Rep | Dealing in futures contracts | 2009-06-19 | 2009-11-01 |
| 2 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Leveraged foreign exchange trading | 2011-08-11 | 2019-07-30 | Rep | Dealing in futures contracts | 2011-08-11 | 2024-02-23 |
| 3 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2011-08-11 | 2024-02-23 | Rep | Advising on securities | 2014-05-23 | 2019-07-30 |
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