Au, Kenneth Tze Chiu 區子超
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | GAYANG SECURITIES LIMITED | Rep | Advising on securities | 2003-05-12 | |
| 2 | KARL THOMSON INVESTMENT CONSULTANTS LIMITED | Rep | Advising on securities | 2003-09-03 | 2005-10-07 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-10-26 | |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-10-26 |
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