Chan, Chung Wan 陳頌韻
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | Bright Smart Asset Management Limited | Rep | Asset management | 2017-01-27 | 2017-06-30 |
| 2 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2003-11-08 | 2004-05-07 | Rep | Dealing in futures contracts | 2004-07-09 | 2005-10-06 |
| 3 | CES Forex (HK) Limited | Rep | Leveraged foreign exchange trading | 2003-11-08 | 2005-10-06 |
| 4 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2003-11-08 | 2004-05-07 | Rep | Dealing in securities | 2004-07-09 | 2005-10-06 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-10-10 | 2014-10-28 | Rep | Leveraged foreign exchange trading | 2005-10-10 | 2014-10-28 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-10-10 | 2014-10-28 |
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