Chan, Simon Kam Wah 陳錦華
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-05-26 | |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-05-26 | |
| 3 | SPLENDOR GLOBAL INVESTMENTS LIMITED | Rep | Advising on securities | 2003-07-21 | 2004-03-22 | Rep | Advising on securities | 2005-02-17 | 2005-05-18 |
| 4 | THORNTON GLOBAL WEALTH MANAGEMENT LIMITED | Rep | Advising on securities | 2004-03-24 | 2004-07-30 |
| 5 | WM (HK) Limited | Rep | Advising on securities | 2004-11-08 | 2005-01-12 |
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