Chan, Lai Yin (SFC:ACC427) 陳麗賢
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2009-04-06 | Rep | Advising on futures contracts | 2009-04-28 | Rep | Leveraged foreign exchange trading | 2009-04-28 |
| 2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on securities | 2009-04-06 | Rep | Dealing in securities | 2009-04-06 |
| 3 | SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED | Rep | Advising on securities | 2006-03-20 | 2009-04-01 |
| 4 | SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED | Rep | Dealing in securities | 2003-10-03 | 2009-04-01 |
| 5 | SOUTHWEST SECURITIES (HK) FUTURES LIMITED | Rep | Advising on futures contracts | 2003-09-30 | Rep | Asset management | 2003-09-30 | Rep | Dealing in futures contracts | 2009-04-01 |
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