Chan, Victor Ping Lit 陳炳烈
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | CES Commodities (HK) Limited | Rep | Dealing in futures contracts | 2006-06-20 | 2007-01-20 |
| 2 | CINDA INTERNATIONAL INVESTMENT CONSULTANT LIMITED | Rep | Advising on securities | 2003-11-24 | 2003-12-03 |
| 3 | Everbright Securities Investment Services (HK) Limited | Rep | Dealing in securities | 2004-10-19 | 2007-01-20 |
| 4 | Far East Promise Assets Limited | RO | Advising on securities | 2023-12-20 | RO | Asset management | 2023-12-20 |
| 5 | Hong Kong Horizon Insights Research Limited | RO | Advising on securities | 2022-07-21 | 2022-12-10 | RO | Asset management | 2022-07-21 | 2022-12-10 |
| 6 | PAOCHU INVESTMENT ADVISORY LIMITED | Rep | Advising on securities | 2017-12-28 | 2018-08-01 | Rep | Asset management | 2017-12-28 | 2018-08-01 | RO | Advising on securities | 2018-08-01 | 2019-01-18 | RO | Asset management | 2018-08-01 | 2019-01-18 |
| 7 | PEGASUS FUND MANAGERS LIMITED | Rep | Advising on securities | 2003-09-10 | Rep | Asset management | 2003-09-10 |
| 8 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2007-09-11 | 2017-12-02 |
| 9 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2007-03-26 | 2017-12-02 | Rep | Advising on securities | 2009-06-05 | 2011-06-30 | Rep | Advising on securities | 2012-05-11 | 2017-12-02 |
| 10 | Sinofortune Securities Limited | Rep | Dealing in securities | 2007-01-31 | 2007-03-17 |
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