Chan, Tat Wai (SFC:AGJ555) 陳達威
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED | Rep | Advising on securities | 2014-10-06 | 2015-03-10 |
| 2 | Golden Hen Securities and Futures Limited | Rep | Dealing in futures contracts | 2014-10-06 | 2015-03-10 | Rep | Dealing in securities | 2014-10-06 | 2015-03-10 | RO | Dealing in futures contracts | 2015-03-10 | 2017-07-20 | RO | Dealing in securities | 2015-03-10 | 2017-07-20 |
| 3 | Hong Kong Huijin Securities Limited | RO | Advising on securities | 2018-05-23 | RO | Asset management | 2018-05-23 | RO | Dealing in futures contracts | 2018-05-23 | RO | Dealing in securities | 2018-05-23 |
| 4 | MG Wealth Management Limited | RO | Asset management | 2016-10-20 | 2017-07-20 |
| 5 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-04-28 | 2014-09-20 |
| 6 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Advising on corporate finance | 2005-03-22 | Rep | Advising on securities | 2005-03-22 | Rep | Asset management | 2005-03-22 | Rep | Dealing in securities | 2014-09-20 | Rep | Advising on securities | 2013-05-16 | 2014-09-20 |
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