Chan, Yiu Mo 陳耀武
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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Organisation | Role | Activity | From | Until | |
---|---|---|---|---|---|
1 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2005-03-10 | 2017-05-05 |
2 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2005-03-10 | 2017-05-05 |
3 | Tung Shing Futures (Brokers) Limited | Rep | Dealing in futures contracts | 2004-08-27 | 2005-03-09 |
4 | Tung Shing Securities (Brokers) Limited | Rep | Advising on corporate finance | 2004-01-09 | Rep | Advising on securities | 2004-01-09 | Rep | Asset management | 2004-01-09 | Rep | Dealing in securities | 2005-03-09 |
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