Chau, Lee 周莉
SFC licenses
Rep=Representative, RO=Responsible Officer. A person without a starting date was in that role since at least 1-Apr-2003 when the current register began.
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| Organisation | Role | Activity | From | Until | |
|---|---|---|---|---|---|
| 1 | HAITONG INTERNATIONAL FUTURES LIMITED | Rep | Dealing in futures contracts | 2004-03-25 | 2006-11-09 |
| 2 | HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED | Rep | Dealing in securities | 2004-03-25 | 2006-11-09 | Rep | Leveraged foreign exchange trading | 2004-06-01 | 2006-11-09 |
| 3 | PHILLIP COMMODITIES (H.K.) LIMITED | Rep | Dealing in futures contracts | 2006-11-28 | 2023-03-24 | Rep | Leveraged foreign exchange trading | 2006-11-28 | 2023-03-24 |
| 4 | PHILLIP SECURITIES (HONG KONG) LIMITED | Rep | Dealing in securities | 2006-11-28 | 2023-03-24 |
| 5 | SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED | Rep | Asset management | 2003-11-26 | 2004-03-08 |
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